Recent Transactions

  • We represented a national distributor in successfully completing a sale of the company to its employees through an ESOP transaction. 
  • We assisted a major manufacturer of extruded aluminum in successfully redeeming one-third of the company’s capital stock from disgruntled minority stockholders, helped to obtain financing for such transaction, a related ESOP transaction and the company’s working capital and assisted the company in communicating the ESOP to its employees. 
  • We recently successfully obtained financing for a large regional nursery and landscape company and transitioned the ownership of such company to its employees through an ESOP. The Firm also established appropriate incentives for the company’s key executives. 
  • We represented ESOP fiduciaries in connection with corporate restructuring transactions necessary to ensure the Plan Sponsor’s continued economic viability. 
  • We have represented numerous ESOP sponsors in connection with the restructuring of ESOP loans in a manner consistent with ERISA standards to accommodate changes in financial markets.